Security Policy

Security Policy: Aureon Financial LLC

INFORMATION SECURITY & PHYSICAL SECURITY POLICY

Version: 1.1
Effective Date: February 10, 2026
Approved By: Duane Lee CEO
Policy Owner: Sunil Joseph Compliance Officer


1. Purpose

This Policy establishes the operational framework by which Aureon Financial LLC ("Aureon") identifies, mitigates, monitors, and continuously improves controls related to:

  • • Protection of Sensitive Data
  • • Information Security Governance
  • • Technology Infrastructure & Hosting
  • • Third-Party & Vendor Security
  • • Incident Detection & Response
  • • Business Continuity & Disaster Recovery
  • • Physical Security (where applicable)

This Policy applies to all employees, officers, contractors, affiliates, and third parties with access to Aureon systems or data.