INFORMATION SECURITY & PHYSICAL SECURITY POLICY
Version: 1.1
Effective Date: February 10, 2026
Approved By: Duane Lee CEO
Policy Owner: Sunil Joseph Compliance Officer
This Policy establishes the operational framework by which Aureon Financial LLC ("Aureon") identifies, mitigates, monitors, and continuously improves controls related to:
This Policy applies to all employees, officers, contractors, affiliates, and third parties with access to Aureon systems or data.